^
Ludwig van Beethoven.
Died on 07 February 1878.
Baptized as an infant on 17 December 1770.
A German composer, he was the predominant musical figure in the transitional
period between the Classical and Romantic eras.
A universal genius widely regarded as the greatest composer who ever
lived, Ludwig van Beethoven dominates a period of musical history
as no one else before or since. Rooted in the Classical traditions
of Haydn and Mozart, his art reaches out to encompass the new spirit
of humanism expressed in the works of Goethe and Schiller, his elder
contemporaries in the world of literature, and above all in the ideals
of the French Revolution, with its passionate concern for the freedom
and dignity of the individual. He revealed more vividly than any of
his predecessors the power of music to convey a philosophy of life
without the aid of a spoken text; and in certain of his compositions
is to be found the strongest assertion of the human will in all music,
if not in all art. Though not himself a Romantic, he became the fountainhead
of much that characterized the work of the Romantics who followed
him, especially in his ideal of program or illustrative music, which
he defined in connection with his Sixth (Pastoral) Symphony
as “more an expression of emotion than painting.” In musical
form he was a considerable innovator, widening the scope of sonata,
symphony, concerto, and quartet; while in the Ninth Symphony
he combined the worlds of vocal and instrumental music in a manner
never before attempted. His personal life was marked by a heroic struggle
against encroaching deafness, and some of his most important works
were composed during the last 10 years of his life when he was quite
unable to hear. In an age that saw the decline of court and church
patronage,he not only maintained himself from the sale and publication
of his works but also was the first musician known to receive a salary
with no duties other than to compose how and when he felt inclined.
Baptized in Bonn, northwest Germany,
Beethoven was the eldest surviving child of Johann and Maria Magdalena
van Beethoven. The family was Flemish in origin and can be traced
back to Malines. It was Beethoven's grandfather who had first settled
in Bonn when he became a singer in the choir of the Archbishop-Elector
of Cologne. He eventually rose to become Kappellmeister. His son Johann
was also a singer in the electoral choir; thus, like most 18th-century
musicians, Beethoven was born into the profession. Though at first
quite prosperous, with the death of his grandfather in 1773 and the
decline of his father into alcoholism, the Beethoven family became
steadily poorer. By the age of 11 Beethoven had to leave school; at
18 he was the breadwinner of the family.
Having observed in him signs of a talent for the piano, Johann had
tried to make of his son a child prodigy like Mozart but without success.
It was not until his adolescence that Beethoven began to attract mild
attention. When, in 1780, Joseph
II became sole ruler of the Holy Roman Empire, he appointed his brother
Maximilian Francis as adjutant and successor-designate to the archbishop-elector
of Cologne. Under Maximilian's rule, Bonn was transformed from a minor
provincial town into a thriving and cultured capital city. A liberal
Roman Catholic, he endowed Bonn with a university, limited the power
of his own clergy, and opened the city to the full tide of the German
literary renaissance associated with Lessing, Klopstock, and the young
Goethe and Schiller. A sign of the times was the nomination as court
organist of Christian Gottlob Neefe, a Protestant from Saxony, who
became Beethoven's teacher. Although somewhat limited as a musician,
Neefe was nonetheless a man of high ideals and wide culture, a man
of letters as well as a composer of songs and light theatrical pieces;
and it was to be through Neefe that Beethoven in 1783 would have his
first extant composition (Variations on March by Dressler)
published at Mannheim. By June 1782 Beethoven had become Neefe's assistant
as court organist. In 1783 he had
also been appointed continuo player to the Bonn opera. By 1787 he
had made such progress that Maximilian Francis, archbishop-elector
since 1784, was persuaded to send him to Vienna to study under Mozart
[27 Jan 1756 – 05 Dec 1791. The visit was cut short when, after
only two months, Beethoven received the news of his mother's death.
According to tradition,Mozart was highly impressed with Beethoven's
powers of improvisation and told some friends that “this young
man will make a great name for himself in the world.”
For the next five years, Beethoven remained at Bonn. To his other
court duties was added that of playing viola in the theater orchestra;
and, although the archbishop for the time being showed him no further
mark of special favor, he was beginning to make valuable acquaintances.
Sometime previously he had come to know the widow of the chancellor,
Joseph von Breuning, and she engaged him as music teacher to two of
her four children. From then on, the Breunings' house became for him
a second home, far more congenial than his own. Through Mme von Breuning,
Beethoven acquired a number of wealthy pupils. His most useful social
contact came in 1788 with the arrival in Bonn of Count Ferdinand von
Waldstein, a member of the highest Viennese aristocracy and a music
lover. Waldstein became a member of the Breuning circle, where he
heard Beethoven play and at once became his devoted admirer. At a
fancy dress ball given in 1790, the ballet music, according to the
Almanach de Gotha (a journal chronicling the social activities
of the aristocracy), had been composed by Count Waldstein; but it
was generally known that Beethoven had written it for him. The same
year saw the death of the emperor Joseph II. Through Waldstein again,
Beethoven was invited to compose a funeral ode for soloists, chorus,
and orchestra; but the scheduled performance was cancelled because
the wind players found certain passages too difficult. He then added
to it a complementary piece celebrating the accession of Joseph's
brother Leopold II; but there is no record that either was ever performed
until the end of the 19th century, when the manuscripts were rediscovered
in Vienna and pronounced authentic by Johannes Brahms. But in 1790
another great composer had seen and admired them: that year Haydn,
passing through Bonn on his way to London, was feted by the elector
and his musical establishment; when shown Beethoven's score, he was
sufficiently impressed by it to offer to take Beethoven as a pupil
when he returned from London. Beethoven accepted Haydn's offer and
in the autumn of 1792, while the armies of the French Revolution were
storming into the Rhineland provinces, Beethoven left Bonn, never
to return. The album that he took with him (preserved in the Beethoven-Haus
in Bonn) indicates the wide circle of his acquaintances and friends
in Bonn. The most prophetic of the entries, written shortly after
Mozart's death, runs: The spirit of Mozart is mourning and
weeping over the death of her beloved. With the inexhaustible Haydn
she found repose but no occupation. With the help of unremitting lab
our you shall receive Mozart's spirit from Haydn's hands. (Count
Waldstein.) The compositions belonging
to the years at Bonn—excluding those probably begun at Bonn
but revised and completed in Vienna—are of more interest to
the Beethoven student than to the ordinary music lover. They show
the influences in which his art was rooted as well as the natural
difficulties that he had to overcome and that his early training was
inadequate to remedy. Three piano sonatas written in 1783 demonstrate
that, musically, Bonn was an outpost of Mannheim, the cradle of the
modern orchestra in Germany, and the nursery of a musical style that
was to make a vital contribution to the classical symphony. But, at
the time of Beethoven's childhood, the Mannheim school was already
in decline. The once famous orchestra was, in effect, dissolved after
the war of 1778 between Austria and Prussia. The Mannheim style had
degenerated into mannerism, which took the form of trivial and often
inappropriate experimenting with dynamic contrasts as reflected even
in Mozart's Piano Sonata in C major, K 309. The preoccupation
with extremes of piano and forte, often in contradiction
to the musical phrasing, is found in Beethoven's early sonatas and
in much else written by him at that time—which is not surprising,
since the symphonies of later Mannheim composers formed the staple
fare of the Bonn court orchestra. But what was for Mozart only a deviation
from his normal style was to remain a fundamental element in that
of Beethoven. The sudden pianos, the unexpected outbursts, the wide
leaping arpeggio figures (chord notes played rapidly up or down over
several octaves) known as “Mannheim rockets”—all
these are central to Beethoven's musical personality and were to help
him toward the liberation of instrumental music from its dependence
on vocal style. Beethoven may, indeed, be described as the last and
finest flower on the Mannheim tree.
Like other composers of his generation, Beethoven was subject to the
influence of popular music and of folk music, influences particularly
strong in the Waldstein ballet music of 1790 and in several of his
early songs and unison choruses. Heavy Rhineland dance rhythms can
be found in many of his mature compositions; but he could assimilate
other local idioms as well—Italian, French, Slavic, and even
Celtic. Although never a nationalist or folk composer in the 20th-century
sense, he often allowed the unusual contours of folk melody to lead
him away from traditional harmonic procedure.
French music impinged on him from two main directions: from Mannheim,
whose artistic links with Paris had always been strong, and from the
Bonn Nationaltheater, which relied mainly for its repertory on comic
operas translated from the French. In fashionable Bonn society, sympathy
with the French Revolution was very strong, and the flavor of the
French Revolutionary march is present in many of Beethoven's symphonic
allegros. The jigging rhythms to be found in several of his scherzos
are also clearly of French provenance.
Like all pianists of the late 18th century, Beethoven was raised on
the sonatas of Carl Philipp Emanuel Bach [08 Mar 1714 – 14 Dec
1788], the chief exponent of “expressive” music at a time
when music was regarded as the art of pleasing sounds. These sonatas,
with their quirks of rhythms and harmony and their occasional wordless
recitative, were equally familiar to Haydn and Mozart; but in Beethoven
they evoked a much readier response, not only for reasons of temperament,
but also because of the intellectual climate in which he himself was
reared. The favorite literary fare of the Breunings and their friends
was associated with the Sturm und Drang, a reaction against the rationalism
of the early 18th century, an exaltation of feeling and instinct over
reason. Its gospel was enshrined in Goethe's early novel Die Leiden
des jungen Werthers, the language of which finds an echo in certain
of Beethoven's letters and especially in the “Heiligenstadt
Testament”. In such a movement
music took on a new importance as an art of feeling. The sharp conflicts
of mood that characterize the sonatas of C.P.E. Bach appear much more
powerfully again in Beethoven; to Beethoven “feeling”
was as important in practice as it was in theory to his master Neefe,
who proclaimed it the only condition of artistic value. All of this
does not make Beethoven a Romantic, although Romantics attempted to
claim him as one of themselves. His literary world—he read widely
and voraciously despite a formal education that in arithmetic had
not carried him as far as the multiplication table—was rooted
in the German classics, above all Goethe and Schiller. Like them he
was to achieve in music a balance of form and emotion that can only
be called classical. The Bonn compositions
of most enduring interest date, as might be expected, from the last
years: a Rondino and an Octet, for wind instruments,composed
in 1792, probably for the elector's harmonie (wind band); a Trio
in G Major for Flute, Bassoon, and Piano (1791); and the two
cantatas. The songs, which were doubtless written under Neefe's inspiration,
show no great feeling for the solo voice. This is strange in one whose
father and grandfather both had been singers, but it remained a limitation
that pursued Beethoven throughout his career. Of particular interest
are 24 variations on a theme by Vincenzo Righini, an Italian composer,
which, like the String Trio in E Flat Major, Opus 3, Beethoven
revised and then published at a much later date. These variations,
representing a compendium of Beethoven's piano technique, for a long
time were to serve as the mainstay of his repertory in the salons
of Vienna. Before Beethoven left
Bonn he had acquired a very considerable reputation in northwest Germany
as a piano virtuoso, with a particular talent for extemporization.
Mozart had been one of the finest improvisers of his age; by all accounts
Beethoven surpassed him. In the age of sensibility he could move an
audience to tears more easily than any other pianist of the time.
For this reason especially he was taken up by the Viennese aristocracy
almost from the moment he set foot in Vienna. Count Waldstein had,
of course, prepared the way with his talk of a successor to Mozart;
and it is significant that Beethoven's earliest patrons in Vienna
were Baron van Swieten and Prince Karl Lichnowsky, who alone among
the aristocracy had remained Mozart's supporters until his death.
In the Vienna of the 1790s, music had become more and more the favorite
pastime of a cultured aristocracy, for whom politics under the reactionary
emperor Francis II were now discreditable and dangerous and who had,
moreover, never shown a like appreciation of any of the other fine
arts. Many played instruments themselves well enough to be able to
take their place beside professionals. Probably at no other time and
in no other city was there such a high standard of amateur and semiprofessional
music making as in the Vienna of Beethoven's day.
As a composer, however, Beethoven still had many technical problems
to overcome, and it soon became clear that Haydn was not the best
person to help him. Outwardly their relations remained cordial; but
Beethoven soon began taking extra lessons in secret. One of his teachers
was the organist of St. Stephen's Cathedral, Johann Georg Albrechtsberger
[03 Feb 1836 – 07 Mar 1809], a learned contrapuntist of the
old school who equipped him with the comprehensive technique that
he needed. He also studied vocal composition with Antonio Salieri
[18 Aug 1750 – 07 May 1825], the imperial Kappellmeister. By
1794, when Haydn had left for his second visit to London, there was
no longer any question of Beethoven's returning to Bonn, which was
then in French hands. The elector himself had left, and consequently
Beethoven's subsidy came to an end. But he had no need to worry for,
apart from what he was able to earn by teaching and playing, he received
free board and lodgings from Prince Lichnowsky. The year 1795 marked
Beethoven's first public appearance as a pianist in Vienna. He played
a concerto (No. 2, Opus 19) of his own and one by Mozart and also
took part in a benefit concert for Haydn. More important still, his
Three Trios for Piano, Violin and Cello, Opus 1, were published
with a long list of aristocratic subscribers. In the next three years
he undertook concert tours in Berlin and Prague and might have traveled
more widely still had the international situation permitted. In 1800
he launched a public concert on the grand scale, in which one of his
own piano concerti, the Septet (Opus 20),and First Symphony
were given, together with works by Haydn and Mozart. The event contributed
a great deal to the spread of Beethoven's fame abroad.
The turn of the century concluded what is generally referred to as
Beethoven's first period, a period during which his art stayed within
the bounds of 18th-century technique and ideas. Most of his published
works during that time are for the piano, alone or with other instruments,
important exceptions being the String Trio in E Flat Major,
Opus 3; the Three String Trios, Opus 9; the Six String
Quartets, Opus 18; and the First Symphony. Beethoven
extended his range slowly and methodically, but he was still a piano
composer par excellence. The change
in direction occurred with Beethoven's gradual realization that he
was becoming deaf. The first symptoms had appeared even before 1800,
yet for a few years his life continued unchanged: he still played
in the houses of the nobility, in rivalry with other pianists, and
performed in public with such visiting virtuosos as violinist George
Bridgetower (to whom the Kreutzer Sonata was originally dedicated).
But by 1802 he could no longer be in doubt that his malady was both
permanent and progressive. During a summer spent at the (then) country
village of Heiligenstadt he wrote the “Heiligenstadt Testament.”
Ostensibly intended for his two brothers, the document begins:
O ye men who think or say that I
am malevolent, stubborn or misanthropic, how greatly do you wrong
me. You do not know the cause of my seeming so. From childhood my
heart and mind was disposed to the gentle feeling of good will. I
was ever eager to accomplish great deeds, but reflect now that for
six years I have been in a hopeless case, made worse by ignorant doctors,
yearly betrayed in the hope of getting better, finally forced to face
the prospect of a permanent malady whose cure will take years or even
prove impossible. He was
tempted to take his own life, “But only Art held back; for,
ah, it seemed unthinkable for me to leave the world forever before
I had produced all that I felt called upon to produce. . . .”
There is a Werther-like postscript: As
the leaves of autumn wither and fall, so has my own life become barren:
almost as I came, so I go hence. Even that high courage that inspired
me in the fair days of summer has now vanished. More
significant, perhaps, are his words in a letter to his friend Franz
Wegeler: “I will seize fate by the throat. . . .”
Elsewhere he remarks, “If only I were rid of my affliction I
would embrace the whole world.” He was to do both, though
the condition he hoped for was not fulfilled.
From then on his days as a virtuoso were numbered. Although it was
not until about 1819 that his deafness became total, making necessary
the use of those conversation books in which friends wrote down their
questions while he replied orally, his playing degenerated as he became
able to hear less and less. He continued to appear in public from
time to time, but most of his energies were absorbed in composing.
He would spend the months from May to October in one or another of
the little villages near Vienna. Many of his musical ideas came to
him on long country walks and were noted in a sketchbook.
These sketchbooks, many of which have been preserved, reveal much
about Beethoven's methods of work. The man who could improvise the
most intricate fantasies on the spur of the moment took infinite pains
in the shaping of a considered composition. In the sketchbooks such
famous melodies as the adagio of the Emperor Concerto or
the andante of the Kreutzer Sonata can be seen emerging from
a trivial and characterless beginning into their final form. It seems,
too, that Beethoven worked on more than one composition at a time
and that he was rarely in a hurry to finish anything that he had on
hand. Early sketches for the Fifth Symphony, for instance,
date originally from 1804, although the finished work did not appear
until 1808. Sometimes the sketches are accompanied by verbal comments
as a kind of aide-mémoire. Sometimes, as in the sketching of
the Third (Eroica ) Symphony, he would leave several bars
blank, making it clear that the rhythmic scheme had preceded the melodic
in his mind. Many of the sketches consist merely of a melody line
and a bass—enough, in fact, to establish a continuity. But in
many works, especially the later ones, the sketching process is very
elaborate indeed, with revisions and alterations continuing up to
the date of publication. If, in general, it is only the primitive
sketches and jottings that have survived, this is because Beethoven
kept them beside him as potential sources of material for later compositions.
The working out of a musical composition in all its detail ceased
to interest him once the piece had been completed. The
next few years were those of Beethoven's short-lived connection with
the theater. In 1801 he had provided the score for the ballet Die
Geschöpfe des Prometheus. Two years later he was offered
a contract for an opera on a classical subject with a libretto by
Emanuel Schikaneder, who had achieved fame and wealth as the librettist
of Mozart's Magic Flute and who was then impresario of the Theater
an der Wien. Two or three completed numbers show that Beethoven had
already begun work on it before Schikaneder himself was ousted from
the management and the contract annulled—somewhat to Beethoven's
relief, as he had found Schikaneder's verses “such as could
only have proceeded from the mouths of our Viennese applewomen.”
When the new management re-engaged Beethoven the following year, it
was largely on the strength of his now almost forgotten oratorio,
Christus am Ölberg, which had been given in an all-Beethoven
benefit concert, together with the first two symphonies and the Third
Piano Concerto. The year 1804 was
to see the completion of the Third Symphony, regarded by most biographers
as a landmark in Beethoven's development. It is the answer to the
Heiligenstadt Testament: a symphony on an unprecedented scale
and at the same time a prodigious assertion of the human will. The
work was to have been dedicated to Napoleon, one of Beethoven's heroes,
but Beethoven struck out the dedication on hearing that Napoleon had
taken the title of emperor. Outraged in his republican principles,
he later substituted the words “for the memory of a great man.”
From then on the masterworks followed hard on one another's heels:
the Piano Sonata in F Minor, Opus 57, known as the Appassionata; the
Piano Concerto No. 4 in G Major, Opus 58; the three Razumovsky Quartets,
Opus 59; the Fourth Symphony, Opus 60; the Violin Concerto, Opus 61.
To this period also belongs his one opera, Fidelio , commissioned
for the winter season of 1805. The play concerns a wife who disguises
herself as a boy in order to rescue her imprisoned husband, and, in
setting this to music, Beethoven was influenced by Paer and by Luigi
Cherubini, composer of similar “rescue” operas and a musician
whom he greatly admired. Fidelio enjoyed no great success
at first, partly because the presence of French troops, who had occupied
Vienna after the Battle of Austerlitz, kept most of the Viennese away.
With great difficulty Beethoven was persuaded to make certain changes
for a revival in the following spring, with modified libretto. This
time the opera survived two performances and would have run longer,
but for a quarrel between Beethoven and the management, after which
the composer in a fury withdrew his score. It was not until eight
years later that Fidelio, heavily revised by Beethoven himself and
a new librettist, returned to the Vienna stage, to become one of the
classics of the German theater. Beethoven later turned over many other
operatic project sin his mind but without bringing any to fruition.
During all this time, Beethoven, like Mozart, had maintained himself
without the benefit of an official position—but with far greater
success insofar as he had no family to support. His reputation as
a composer was steadily soaring both in Austria and abroad. The critics
of the Leipzig Allgemeine musikalische Zeitung, the most authoritative
music journal in Europe, had long since passed from carping impertinence
to unqualified praise, so that, although there were as yet no copyright
laws to ensure a system of royalties, Beethoven was able to drive
far more favorable bargains with the publishing firms than Haydn and
Mozart before him or Schubert after him. Despite the restrictions
on Viennese musical life imposed by the war with France, Beethoven
had no difficulty in getting his most ambitious works performed, largely
because of the generosity of such patrons as Prince Lichnowsky, who
at one point made him a regular allowance of 600 florins a year. Others
would pay handsomely for a dedication; e.g., Count Oppersdorf, for
the Fourth Symphony. Also, Beethoven's pupils included the archduke
Rudolf, youngest brother of the emperor. Consequently, poverty was
never a serious threat. But, doubtless because of increasing deafness
combined with a habitual readiness to take offense, Beethoven's relations
with the Viennese musicians, on whose cooperation he depended, became
steadily worse; and in 1808, at a benefit concert where the Fifth
and Sixth symphonies were first performed, together with the Choral
Fantasia, Opus 80, there occurred a quarrel so serious that Beethoven
thought of leaving Vienna altogether. But the threat of his departure
was sufficient to stir his patrons into action. The archduke Rudolf,
Prince Lobkowitz, and Prince Kinsky banded together to provide him
with an annuity of 4000 florins, requiring only that he should remain
in Vienna and compose. The agreement remained in force until Beethoven's
death, though it was to be affected by circumstances, one of which
was the devaluation of 1811; although the Archduke increased his contribution
accordingly, it was some time before his partners could do the same.
Nevertheless, from 1809 onward Beethoven remained adequately provided
for, although his habits of life often gave visitors the impression
that he was miserably poor. Inevitably, his public appearances became
less frequent.
In this period, too, he considered more
seriously than before the idea of marriage. As early as 1801, letters
to his friend Wegeler refer to “a dear sweet girl who loves
me and whom I love.” This is thought to have been the Countess
Giulietta Guicciardi, a piano pupil and the cousin of two other pupils,
Therese and Josephine, daughters of Count von Brunsvik. It was to
the Countess Giulietta that he dedicated the Piano Sonata in C
Sharp Minor, Opus 27, No. 2, known as the Moonlight Sonata.
But Giulietta married Count Gallenberg in 1803, and in later years
Beethoven seems to have remembered her only with mild contempt. It
seems clear, however, that he did propose marriage to her cousin Josephine,
whose elderly husband, Count von Deym, died in 1804; and the understanding
appears to have continued for about three years, until it was brought
to an end partly by Beethoven's own indecisiveness and partly by pressure
from Josephine's family. The prospective bride of 1810 is thought
to have been Therese Malfatti, daughter of one of Beethoven's doctors,
but, like the other marriage projects, this, too, lapsed, and Beethoven
remained a bachelor. A curious item, however, was found among his
effects, locked away in a drawer, at the time of his death: three
letters, written but never sent, to the “Immortal Beloved.”
The content, which varies from high-flown poetic sentiments to banal
complaints about his health and discomfort, makes it clear that this
is no literary exercise but was intended for a real person. The month
and day of the week are given, but not the year. The periods 1801–1802,
1806–1807, and 1811–1812 have been proposed, but the last
is the most probable. The identity of the person addressed is uncertain.
In 1810 E.T.A. Hoffmann in Berlin produced
an appreciation of the Fifth Symphony, which undoubtedly did much
to launch that work on its triumphant career throughout the world
and, above all, to interest the Romantics in its composer. The same
year, Beethoven made the acquaintance of the writer Bettina Brentano,
the sister of the German poet and novelist Clemens Brentano and, later,
wife of Achim von Arnim, the two compilers of the famous collection
of German folk poetry, Des Knaben Wunderhorn. Of the letters that
Bettina gave out as having been written to her by Beethoven, only
one can be accepted as genuine; at least one of the others, in which
the composer is made to philosophize on music in the most uncharacteristically
romantic terms, must be dismissed as spurious. Bettina also performed
the questionable service of bringing together Beethoven and Goethe
at Teplitz in 1812. The admiration had been all on Beethoven's side;
to Goethe, Beethoven was little more than a famous name. The meeting
was not a success. “Goethe is too fond of the atmosphere
of the courts,” Beethoven wrote to Breitkopf and Härtel,
the music publishers, “more so than is becoming to a poet.
. . .” Goethe considered Beethoven to be “an
utterly untamed personality, who is not altogether in the wrong in
holding the world to be detestable, but surely does not make it any
the more enjoyable either for himself or for others by his attitude.”
He showed a certain interest in the incidental music written in 1810
for Egmont “out of pure love for the subject.”
The chief compositions of 1811–1812
were the Seventh and Eighth symphonies, the first of which had its
premiere in 1813. Another novelty at the same concert was the so-called
Battle Symphony, written to celebrate Arthur Wellesley's (later duke
of Wellington) decisive victory over Joseph Bonaparte at Vitoria.
Composed originally for a mechanical musical instrument, the Panharmonicon,
invented by J.N. Maelzel, Beethoven later scored the work for orchestra.
He frankly admitted it was program music of the worst kind, so different
from the ideals of “mehr Ausdruck der Empfindung als Malerei”
(“more as an expression of feeling than painting”) expressed
in his own Pastoral Symphony; but in view of its success he was ready
enough to score it for orchestra and even to send a copy of the score
to the English prince regent, who, much to Beethoven's annoyance,
made no acknowledgment. The concert, profitable as it was for the
composer, led to a bitter quarrel with Maelzel, from which Beethoven
emerged with little credit. Despite
the difficulties over the annuity caused by the devaluation of 1811,
the years 1813–1814 were profitable ones for Beethoven. The
first performance of the Seventh Symphony was a huge success, and
the audience insisted on the allegretto being repeated. When the Congress
of Vienna assembled in 1814, Beethoven's music was universally known,
and he himself was courted by the crowned heads of Europe. Fidelio
was revived with tumultuous success, and Beethoven celebrated the
fall of France with a grand patriotic cantata, Der glorreiche Augenblick
(The Glorious Moment). In 1814, after years of war, Vienna was to
enjoy a brief hour of glory before the Austrian economy collapsed
and the city sank into a state of dowdy provincialism that lasted
for nearly 40 years. With
the start of Metternich's long reign and the so-called Biedermeier
period, marked by simplicity and homeliness in art and design, Beethoven's
creative life entered its third and final phase. Because of his deafness
he became more of a recluse than ever. His rate of composition, too,
began to decrease. The works written between 1815 and 1827 comprise
a mere fraction of his output after 1792; but they have a density
of musical thought far surpassing anything that he had composed before.
Though he now went less into society, he concerned himself more and
more with business matters, not always with happy results.
At about this time he was brought in touch with the Philharmonic Society
of London. Earlier, in 1803, he had been approached by the Edinburgh
publisher George Thomson with a proposal that he should write sonatas
based on Scottish folk tunes. Although nothing came of this, Thomson
somewhat later succeeded in contracting him to arrange national folk
melodies for voice, violin, cello, and piano, each with an introduction
and coda. These remained an easy and profitable source of income to
Beethoven for many years. It was in 1815, however, when Beethoven's
pupil Ferdinand Ries settled in London and became one of the founder-members
of the Philharmonic Society, that English music lovers began to take
an active interest in the promotion of Beethoven's works. Another
society member, Charles Neate, visited Beethoven in Vienna and later
brought about the commission of three new overtures to be performed
by the society. The overtures König Stephan, Namensfeier, and
Die Ruinen von Athen were, however, late in arriving, and the discovery
that they were not new, after all, caused considerable bad feeling;
for a time, relations became strained on both sides. Ries did much
to effect a reconciliation, but a visit to London, planned as early
as 1813, never materialized, though Beethoven continued to hope that
it would. The Philharmonic Society never ceased to interest itself
in Beethoven's music and it undoubtedly played an important part in
the genesis of the Ninth Symphony , which in a sense it commissioned.
The society's archives contain an autograph of the first movement
with a dedication by the composer. The first performance of the work
was not, however, given in London but in Vienna, and the printed edition
was dedicated to Frederick William III, king of Prussia. Beethoven,
on his deathbed, received from the society a gift of £100, which
moved him profoundly. In 1815 all
prospects of foreign travel were cut short for Beethoven by the death
of his brother Caspar Anton Carl, who left a widow, Johanna, and a
son,Karl, aged nine. The will, which appointed Beethoven and the widow
as joint guardians, was contested by Beethoven on the grounds of the
widow's immorality; and after three years of litigation he won his
case. But, for all the affection that he lavished on young Karl, Beethoven
was far from being an ideal guardian. Quarrels between uncle and nephew
were frequent and bitter and came to a head in 1826 when, just before
sitting for his university examination, Karl attempted suicide. He
recovered in a hospital, and Beethoven, on the advice of friends,
agreed reluctantly that the boy should be launched on an army career.
Once away from his uncle, Karl seems to have led a successful, law-abiding
life. But the events of 1826 upset Beethoven profoundly and almost
certainly hastened his death. The
important compositions of the final period begin with the Two Sonatas
for Piano and Cello, Opus 102, the Piano Sonata in A Major, Opus 101,
and the Piano Sonata in B Flat Major, Opus 106, the latter known as
the Hammerklavier. Beethoven then reverted to sketches he had begun
for the Ninth Symphony. This was broken off when the news came that
the archduke Rudolf was to be appointed archbishop of Olmütz,
and Beethoven decided to write a large-scale solemn mass for the installation
ceremony. Work on this progressed slowly, and, like the early cantata
for Joseph II, it was not completed in time for the intended occasion.
Not until 1823, three years after the enthronement, was Beethoven
able to send to the new archbishop the completed manuscript of the
Missa Solemnis. In the
meantime, Beethoven had written the three final piano sonatas (1820–1822)
and had worked desultorily on the symphonic sketches. The mass was
followed by his last important piano work (completed 1823), variations
on a theme that the publisher and composer Anton Diabelli had sent
to a number of composers, Beethoven among them. Most of them, including
Schubert and the archduke Rudolf himself, obliged; Beethoven at first
declined, then changed his mind and decided to write a complete set
of 33 variations himself. The Ninth
Symphony had begun to take shape; by the following year (1824)
it was finished and was performed, together with movements from the
Missa Solemnis and the overture from Opus 124, with great
success at the Kärntnertor theater. The composer, who conducted
the symphony's premiere, remained unaware of the applause until one
of the soloists made him turn to face the audience. The Ninth
Symphony was Beethoven's last work for large-scale forces. His
final commission came in 1823 from Prince Nikolas Galitzin, who offered
50 ducats each for three string quartets. Beethoven accepted with
alacrity, though only in 1825 was the first of the three, the String
Quartet in E Flat Major, Opus 127, completed. Not two but four
more followed, including an extra movement, which was substituted
for the original fugal finale (Grosse Fuge) of the String Quartet
in B Flat Major, Opus 130. The last quartet was finished in 1826,
about the time of Karl's attempted suicide. Beethoven spent that summer
on the estate belonging to his surviving brother, Nikolaus Johann.
On his return to Vienna he contracted pneumonia, from which he never
fully recovered. He remained bedridden and died from cirrhosis of
the liver in Vienna on March 26, 1827. The funeral three days later
was attended by 20,000 people. Pallbearers included the famous pianist
Hummel; Schubert was among the torchbearers; Franz Grillparzer, Austria's
greatest living dramatist, wrote the funeral oration.
Beethoven's greatest achievement was to raise instrumental music,
hitherto considered inferior to vocal, to the highest plane of art.
During the 18th century, music, being non imitative, was ranked below
literature and painting. Its highest manifestations were held to be
those in which it had the aid of a text—that is, cantata, opera,
and oratorio—the sonata and the suite being relegated to a lower
sphere. A number of factors combined to bring about a gradual change
of outlook: the instrumental prowess of the Mannheim Orchestra, which
made possible the development of the symphony; the reaction on the
part of writers against pure rationalism in favor of feeling; and
the works of Haydn and Mozart. But, above all, it was the example
of Beethoven that made possible the late-Romantic dictum of the English
essayist and critic Walter Pater: “All arts aspire to the
condition of music.”
After Beethoven it was no longer possible to speak of music merely
as “the art of pleasing sounds.” His instrumental works
combine a forceful intensity of feeling with a hitherto unimagined
perfection of design. He carried to a further point of development
than his predecessors all the inherited forms of music (with the exception
of opera and song), but particularly the symphony and the quartet.
In this he was the heir of Haydn rather than of Mozart, whose most
striking achievements lie more in opera and concerto. It
was his biographer Wilhelm von Lenz who first divided Beethoven's
output into three periods, omitting the years of his apprenticeship
in Bonn. The first period begins with the completion of the Three
Trios for Piano, Violin and Cello, Opus 1, in 1794, and ends about
1800, the year of the first public performance of the First Symphony
and the Septet. The second period extends from 1801 to 1814,
from the Piano Sonata in C Sharp Minor (Moonlight) to the
Piano Sonata in E Minor, Opus 90. The last period runs from
1814 to 1827, the year of his death. Though the division is a useful
one,it cannot be applied rigidly. A composition begun in one period
may often have been completed in another, hence the existence of such
transitional works as the Third Piano Concerto and the Second
Symphony, which belong partly to the first period and partly
to the second. Again, the tide of Beethoven's maturity advanced at
a rate that varied according to his familiarity with the medium in
which he happened to be writing. The piano was his home ground; therefore,
it is in the piano sonatas that the middle-period characteristics
first make their appearance, even before 1800. The mass, on the other
hand, was unfamiliar territory, so that the Mass in C Major,
written during the same period as the Fourth Piano Concerto
and the Razumovsky string quartets, sounds in many ways like
an early work. Apart from the First
Symphony and first two piano concerti, the works of the first
period consist entirely of chamber music, most of it based on Beethoven's
own instrument, the piano. All show a preoccupation with craftsmanship
in the 18th-century manner. The material, for the most part, has a
family likeness to that of Haydn and Mozart but, in keeping with the
contemporary style, is slightly coarser and more blunt. Beethoven's
treatment of the forms in current use is usually expansive. The expositions
are long and polythematic; the developments are relatively short.
Slow movements are long and lyrical with copious decoration. The third
movement, though sometimes called a scherzo, remains true to its minuet
origins, though its surface is often disturbed by unminuet-like accents.
Finales are at once high-spirited and elegant. Two characteristics,
however, mark Beethoven out strongly from other composers of the time:
one is an individual use of contrasted dynamics and especially the
device of crescendo leading to a sudden piano; the other, most noticeable
in the piano sonatas, is the gradual infiltration of techniques derived
from improvisation—unexpected accents, rhythmic ambiguities
designed to keep the audience guessing, and especially the use of
apparently trivial, almost senseless material from which to generate
a cogent musical argument. The second
period may be said to begin in the piano music with two sonatas “quasi
una fantasia,” Opus 27, of 1801, but in the symphony and concerto
it is not fully apparent before the Eroica (1804) and the
Fourth Piano Concerto (1806). Here the use of improvisatory
material is more and more marked; but, whereas in the earlier period
Beethoven was more concerned to show how it could fit naturally into
a traditional 18th-century framework, here he explores in greater
detail the logical implication of every departure from the norm. His
harmony remains basically simple—much simpler, for instance,
than much of Mozart's; what is new is the way it is used in relation
to the basic pulse. From this Beethoven creates in his main themes
an infinite variety of stress and accent, out of which the form of
each movement is generated. The result is that, of all composers,
Beethoven is the least inclined to repeat himself; all his works,
but especially those of the middle and late period, inhabit their
own individual formal world. Other characteristics of the middle period
include shorter expositions and longer developments and codas; slow
movements, too, become much shorter, sometimes vanishing altogether.
The third movement is now always a scherzo, not a minuet, with frequent
use of unexpected accents and syncopation. Finales tend to take on
much more weight than before and in certain cases become the principal
movement. Decoration begins to disappear as each note becomes more
functional, melodically and harmonically. Another feature of these
works is their immediacy. Here Beethoven's power is most evident;
and the majority of the repertory works belong to this period.
The third period is marked by a growing
concentration of musical thought combined with an increasingly wider
range of harmony and texture. Beethoven's enthusiasm for Handel began
to bear fruit in a much more thoroughgoing use of counterpoint. But
he never lost touch with the simplicity of his earliest manner, so
that the range of expression and mood in these last works is something
that has never been surpassed. A form to which he gave more and more
attention at this time was that of the variation.As an improviser
he had always found it congenial, and, though some of the sets he
had published in earlier years are merely decorative, he had created
such outstanding examples of the genre as the finale of the Eroica
and the Prometheus variations, both on the same theme. It
is this type of variation that Beethoven began to pursue in his final
period. A unique feature of the sets that occur in his last string
quartets and sonatas is the sense of cumulative growth, not merely
from variation to variation but within each variation itself. In the
quartets, everything in the composer's musical equipment is deployed—fugue;
variation; dance; sonata movement; march; even modal and pentatonic,
or five-tone, melody. Beethoven
remains the supreme exponent of what may be called the architectonic
use of tonality. In his greatest sonata movements, such as the first
allegro of the Eroica, the listener's subconscious mind remains
oriented to E-flat major even in the most distant keys, so that when,
long before the recapitulation, the music touches on the dominant
(B flat), this is immediately recognizable as being the dominant.
Of his innovations in the symphony and quartet, the most notable is
the replacement of the minuet by the more dynamic scherzo; he enriched
both the orchestra and the quartet with a new range of sonority and
variety of texture. The same is
true of the concerto, in which, strictly speaking, he introduced no
formal innovations, the entry of solo instrument before an orchestral
ritornello in the Fourth and Fifth piano concerti having been already
anticipated by Mozart. Although, in the finale of the Ninth Symphony
and the Missa Solemnis, Beethoven shows himself a master
of choral effects, the solo human voice gave him difficulty to the
end. His many songs form, perhaps, the least important part of his
output. His one opera, Fidelio, owes its pre-eminence to
the excellence of the music, rather than to any real understanding
of the operatic medium. But even this lack of vocal sense could be
made to bear fruit, in that it set his mind free in other directions.
A composer such as Mozart or Haydn, whose conception of melody remained
rooted in what could be sung, could never have written anything like
the opening of the Eroica, in which the melody takes shape
from three instrumental strands each giving way to the other. Wagner
was not far wrong when he hailed Beethoven as the discoverer of instrumental
melody. Beethoven holds an important
place in the history of the piano. In his day, the piano sonata was
the most intimate form of chamber music that existed—far more
so than the string quartet, which was often performed in public. For
Beethoven, the piano sonata was the vehicle for his most bold and
inward thoughts. He did not anticipate the technical devices of such
later composers as Chopin and Liszt, which were designed to counteract
the percussiveness of the piano, partly because he himself had a pianistic
ability that could make the most simply laid-out melody sing; partly,
too, because the piano itself was still in a fairly early stage of
development; and partly because he himself valued its percussive quality
and could turn it to good account. Piano tone, caused by a hammer's
striking a string, cannot move forward, as can the sustained, bowed
tone of the violin, although careful phrasing on the player's part
can make it seem to do so. Beethoven, however, is almost alone in
writing melodies that accept this limitation, melodies of utter stillness
in which each chord is like a stone dropped into a calm pool. Beethoven
was less successful in combining the piano with one other instrument,
and his duo sonatas remain on a slightly lower level. But it is above
all in the piano sonata that the most striking use of improvisatory
techniques as an element of construction is found. Among later composers
it was chiefly Liszt who extended Beethoven's principle of transferring
structural weight from the first movement to the finale, making it
the basis of his symphonic poems as well as of his two concertos.
The two works of Beethoven that undoubtedly had most influence over
succeeding generations were the Fifth and Ninth symphonies, with their
progression from storm and stress to triumph. Brahms' Symphony
No. 1 in C Minor, Tchaikovsky's Symphony No. 5 in E Minor,
César Franck's Symphony in D Minor, and Mahler's Symphony
No. 2 in C Minor are all examples of Beethoven's spiritual progeny,
though few will grant that they equal, let alone surpass, their models.
|
|